DC
David A. Coiner
NATIONS FINANCIAL GROUP
Davenport, IA 52807
Some features on this profile are disabled
CRD#: 2046194
DC
Professional summary
David Alan Coiner, ChFC®, who also goes by Dave Coiner, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Davenport, Iowa.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. David has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Coiner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
COINER FINANCIAL SERVICES, INC. 2305 E 52ND ST., SUITE 2 DAVENPORT, IA 52807. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS PRESIDENT. STARTED 3/25/05. SPEND APPROX 60 HRS/WEEK ON BUSINESS. 6.5 HRS PER DAY DURING SECURITY TRADING HOURS. DUTIES ARE TO PROVIDE INVESTMENT AND ADVISORY SERVICES TO CLIENTS // BERST WEALTH MANAGEMENT. 2305 E 52ND ST., SUITE 2 DAVENPORT, IA 52807. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS FINANCIAL ADVISOR. STARTED 3/28/05. SPEND APPROX 60 HRS/WEEK ON BUSINESS. 6.5 HRS PER DAY DURING SECURITY TRADING HOURS. DUTIES ARE TO PROVIDE INVESTMENT AND ADVISORY SERVICES TO CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view David Alan Coiner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Alan Coiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 7, 2005 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 2305 E. 52nd St. Suite 2, Davenport, IA 52807RIA
BD
CRD#: 44181
Davenport, IA
Current
March 28, 2005 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 2305 E. 52nd St. Suite 2, Davenport, IA 52807RIA
BD
CRD#: 44181
Davenport, IA
Past
March 7, 2003 - April 5, 2005
BEYER & COMPANY
RIA
CRD#: 1243
DAVENPORT, IA
Past
September 30, 2002 - April 5, 2005
BEYER & COMPANY
BD
CRD#: 1243
DAVENPORT, IA
Past
June 26, 2002 - October 8, 2002
LOCUST STREET SECURITIES, INC.
RIA
CRD#: 1703
DAVENPORT, IA
Past
June 25, 2002 - October 8, 2002
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
January 1, 1999 - June 20, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DAVENPORT, IA
Past
April 24, 1990 - June 20, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 24, 1990 - June 20, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/7/2007)
RR
Arkansas(7/12/2016)
RR
Colorado(7/9/2013)
RR
Connecticut(9/16/2022)
RR
Florida(3/28/2005)
RR
Georgia(7/9/2013)
RR
Idaho(7/9/2013)
RR
Illinois(3/28/2005)
RR
Iowa(3/28/2005)
IAR
Iowa(4/7/2005)
RR
Massachusetts(5/14/2009)
RR
Minnesota(2/24/2006)
RR
Missouri(7/9/2013)
RR
Montana(1/19/2022)
RR
North Carolina(2/16/2011)
RR
Rhode Island(6/9/2022)
RR
South Carolina(8/14/2024)
RR
South Dakota(8/4/2021)
RR
Tennessee(1/2/2020)
RR
Texas(7/9/2013)
IAR
Texas(2/23/2023)
RR
Washington(12/21/2020)
RR
Wisconsin(10/25/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NATIONS FINANCIAL GROUP, INC.
FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
RIA
Registered Investment Advisory firm - SEC (5/3/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Mailing Address
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411
Phone number
(319) 393-9541
Established
Iowa since 11/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
87
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONS FINANCIAL GROUP, INC.
CRD#: 44181Davenport, IA 52807TRUST BUT VERIFY
Monitor David Coiner
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
