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JC

Jack Chapple

CRD# 2046108·Registered 1992 - 2008
Previously Registered: Being a previously registered professional could mean that Jack is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jack Chapple, who also goes by Rodney Alan Chapple, Rodney Chapple, was a registered financial advisor. Jack was a previously registered financial professional and started their career in finance 1992 - 2008. Jack had worked at 9 firms and has passed the Series 63, Series 65 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rodney Alan Chapple, Rodney Chapple

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

CAPITAL MANAGEMENT PARTNERS, INC.·CRD# 21973
BD
Golden, CO
April 17, 2003 - November 7, 2008
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
March 10, 2000 - December 20, 2002
DENVER CAPITAL·CRD# 112455
RIA
Golden, CO
November 30, 1999 - November 15, 2014
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
November 9, 1999 - February 24, 2000
UMB FINANCIAL SERVICES, INC.·CRD# 17073
BD
Kansas City, MO
September 30, 1997 - October 25, 1999
KEY INVESTMENTS INC.·CRD# 15873
BD
Cleveland, OH
December 20, 1996 - September 30, 1997
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
December 13, 1993 - February 23, 1996
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 2, 1992 - January 1, 1994
MULTI-BANK SECURITIES, INC.·CRD# 22098
BD
Southfield, MI
June 19, 1992 - September 30, 1992

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Current Firm

CM
CAPITAL MANAGEMENT PARTNERS, INC.

CAPITAL MANAGEMENT PARTNERS, INC.

CRD#: 21973 / SEC#: 8-39446
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1100 North Fourth Street Suite 141, Fairfield, IA 52556

Mailing Address

1100 North 4th Street Suite 141, Fairfield, IA 52556

Phone Number

(641) 472-8800

Established

Delaware since 12/11/1987

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RUBIN, STEVEN LAWRENCEDIRECTOR1812223
ECOB, PETER BARTLETTCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER4539865

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2003About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1997About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed May 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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