Jack Chapple
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Chapple, who also goes by Rodney Alan Chapple, Rodney Chapple, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1992. Jack had worked at 9 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2003 - November 7, 2008
CAPITAL MANAGEMENT PARTNERS, INC.
March 10, 2000 - December 20, 2002
HIMCO DISTRIBUTION SERVICES COMPANY
November 30, 1999 - November 15, 2014
DENVER CAPITAL
November 9, 1999 - February 24, 2000
ALPS DISTRIBUTORS, INC.
September 30, 1997 - October 25, 1999
UMB FINANCIAL SERVICES, INC.
December 20, 1996 - September 30, 1997
KEY INVESTMENTS INC.
December 13, 1993 - February 23, 1996
A. G. EDWARDS & SONS, INC.
September 2, 1992 - January 1, 1994
WELLS FARGO CLEARING SERVICES, LLC
June 19, 1992 - September 30, 1992
MULTI-BANK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL MANAGEMENT PARTNERS, INC.
CRD#: 21973 / SEC#: , 8-39446
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
