Roland S. Williams
Professional summary
Roland Stanley Williams was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Roland is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Roland had worked at 5 firms, which includes FIRST CAMBRIDGE SECURITIES CORPORATION, BLUESTONE CAPITAL CORP., COMMONWEALTH ASSOCIATES, AMERICAN BOND GROUP INC., GKN SECURITIES CORP..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 1994 - February 3, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
April 27, 1993 - July 19, 1994
BLUESTONE CAPITAL CORP.
January 11, 1993 - May 20, 1993
COMMONWEALTH ASSOCIATES
July 24, 1992 - February 8, 1993
AMERICAN BOND GROUP, INC.
March 30, 1992 - July 20, 1992
GKN SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Series 62
Date: 3/5/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
FIRST CAMBRIDGE SECURITIES CORPORATION
CRD#: 21846 / SEC#: , 8-39108
Contact information
Documents
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