Richard D. Lafargue
Professional summary
Richard David Lafargue is a registered financial advisor currently at LAFARGUE FINANCIAL GROUP, INC. located in Sprindale, Arkansas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Richard has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard David Lafargue's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2002 - Present
LAFARGUE FINANCIAL GROUP, INC.
Office #1: 1333 Arapaho Ave. Suite C, Sprindale, AR 72764March 29, 1990 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 29, 1990 - September 15, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/18/2002)
(10/9/2014)
Exams
Current Firm
LAFARGUE FINANCIAL GROUP, INC.
CRD#: 120867 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 11,200,000 |
Red Flags
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