Walter Thomas Wandall
CFP®Professional Summary
Walter Thomas Wandall, CFP® is a registered financial advisor currently at 100 PLUS PLANNING located in Center Valley, Pennsylvania. Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Walter has worked at 17 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
100 PLUS PLANNING | 100 PLUS PLANNING, LLC
Contact Information
Main Address
3477 Corporate Parkway Suite 100, Center Valley, PA 18034Phone Number
(610) 403-9470# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/15/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2013About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Walter Thomas Wandall's CRS (Customer Relationship Summary).
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