Walter T. Wandall

100 PLUS PLANNING

Center Valley, PA 18034

Some features on this profile are disabled

CRD#: 2045949

Professional summary

Walter Thomas Wandall, CFP® is a registered financial advisor currently at 100 PLUS PLANNING located in Center Valley, Pennsylvania.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Walter has worked at 17 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales, as an Agent, under the name 'Great Scott Financial Services'; As of 10/25/2019; 10% time spent during regular business hours; Conducted at branch; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Thomas Wandall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

March 15, 2024 - Present

100 PLUS PLANNING

Office #1: 3477 Corporate Parkway Suite 100, Center Valley, PA 18034

RIA

CRD#: 329985

Center Valley, PA

Past

October 4, 2022 - May 31, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

CENTER VALLEY, PA

Past

October 4, 2022 - May 31, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

CENTER VALLEY, PA

Past

October 25, 2019 - October 7, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Bethlehem, PA

Past

October 25, 2019 - October 7, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Bethlehem, PA

Past

August 9, 2017 - October 25, 2019

VICUS CAPITAL, INC.

RIA

CRD#: 116021

Bethlehem, PA

Past

August 4, 2017 - October 31, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BETHLEHEM, PA

Past

August 11, 2015 - August 4, 2017

MERCAP ADVISORS, INC.

RIA

CRD#: 170092

PAOLI, PA

Past

April 25, 2013 - August 4, 2017

MERCAP SECURITIES, LLC

CRD#: 156607

BETHLEHEM, PA

Past

March 21, 2013 - November 24, 2015

MERION WEALTH PARTNERS, LLC

RIA

CRD#: 152680

BETHLEHEM, PA

Past

December 16, 2003 - July 19, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

May 30, 2002 - October 17, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 30, 2002 - October 17, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

January 4, 1999 - May 21, 2002

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 28, 1998 - January 4, 1999

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

February 2, 1997 - January 28, 1998

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

February 3, 1995 - August 30, 1996

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

August 19, 1994 - February 13, 1995

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

August 5, 1994 - August 19, 1994

WESTFIELD FINANCIAL CORPORATION

CRD#: 8143

NEW YORK, NY

Past

June 21, 1990 - September 15, 1994

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/30/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/20/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/24/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/24/2013

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 6/16/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/15/1994

General Securities Principal Examination

Current Firm

100 PLUS PLANNING

100 PLUS PLANNING | 100 PLUS PLANNING, LLC

CRD#: 329985 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/15/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3477 Corporate Parkway Suite 100, Center Valley, PA 18034

Mailing Address

Phone number

(610) 403-9470

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Holland

O'HAGAN GROUP, INC.

IAR

Bethlehem, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Walter T. Wandall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Thomas Wandall's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

VICUS CAPITAL, INC.

CETERA WEALTH SERVICES, LLC

MERCAP ADVISORS, INC.

MERCAP SECURITIES, LLC

MERION WEALTH PARTNERS, LLC

PARK AVENUE SECURITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

GRUNTAL & CO., L.L.C.

H.J. MEYERS & CO., INC.

WESTFIELD FINANCIAL CORPORATION

HIBBARD BROWN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/2013

Series 65

Date: 3/20/2013

Series 7TO

Date: 10/24/2019

SIE

Date: 10/1/2018

Series 6

Date: 4/24/2013

Series 7

Date: 6/16/1990

Series 24

Date: 8/15/1994

Current Firm

100 PLUS PLANNING

Contact information

Documents

Red Flags

Company Information

100 PLUS PLANNING

TRUST BUT VERIFY

Similar Advisors