JF
Jerrod L. Foresman
OSAIC INSTITUTIONS
Overland Park, KS 66212
Some features on this profile are disabled
CRD#: 2045890
JF
Professional summary
Jerrod Lydell Foresman is a registered financial advisor currently at OSAIC INSTITUTIONS, INC. located in Overland Park, Kansas.
Jerrod is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jerrod has worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MINISTRY PARTNERS INVESTMENT CO.LLC. 915 WEST IMPERIAL HIGHWAY,STE 120, BREA,CA 92821.INVESTMENT RELATED, BOARD MEMBER. MEMBER OF BOARD OF DIRECTORS AND ALSO SERVE ON THE ALM COMMITTEE. MINISTRY PARTNERS IS INVOLVED IN CHURCH LENDING.START DATE 2/1/12,2HPM, 2HRS.DURING TRADING HOURS. 2) VIRTUE FINANCIAL ADVISORS LLC., YES INVESTMENT RELATED, 1300 N. 78TH STREET STE. G3, KANASA CITY, KS 66112, INSURANCE AGENCY, OWNER/PARTNER/AGENT, START DATE 04/24/2017, TAX PURPOSES, AS A MARKETING NAME - WILL EVENTUALLY BE USED AS A FIXED ONLY INSURANCE AGENCY, 20 HRS PER MONTH, 20 HRS TRADING. 3.) Myrias Financial Management, Inc. Yes, Investment related. Insurance Agency. Started May 2024. Owner. Approx 80 hours per month during trding hours. 4.) Senior Plan Resources, LLC. Medicare Supplements and Advantage sales. yes, investment related. Started July 2024. President. Manage & Market Medicare Supplements to bank customers.Medicare supplement & Advantage sales only. No other insurance sales.
CRS (Client Relationship Summary) - RIA
Click below to view Jerrod Lydell Foresman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jerrod Lydell Foresman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2018 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 7500 W. 95th Street, Overland Park, KS 66212Office #2: 7500 W 95th Street, Overland Park, KS 66212RIA
BD
CRD#: 35371
Overland Park, KS
Current
January 2, 2018 - Present
OSAIC INSTITUTIONS, INC.
Office #1: 7500 W. 95th Street, Overland Park, KS 66212Office #2: 7500 W 95th Street, Overland Park, KS 66212RIA
BD
CRD#: 35371
Overland Park, KS
Past
February 1, 2017 - December 31, 2017
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
ATCHISON, KS
Past
February 1, 2017 - December 31, 2017
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
ATCHISON, KS
Past
July 14, 2008 - March 6, 2017
BANKERS & INVESTORS CO.
RIA
CRD#: 6874
GLADSTONE, MO
Past
February 22, 2007 - February 21, 2018
BANKERS & INVESTORS CO.
BD
CRD#: 6874
GLADSTONE, MO
Past
March 28, 2005 - February 12, 2007
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
SPRINGFIELD, MO
Past
January 24, 2005 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
SPRINGFIELD, MO
Past
January 21, 2005 - February 12, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
SPRINGFIELD, MO
Past
November 9, 2004 - January 7, 2005
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
January 10, 2002 - November 1, 2004
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
KANSAS CITY, MO
Past
December 3, 2001 - November 1, 2004
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
SAN DIEGO, CA
Past
February 15, 1995 - December 6, 2001
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
October 13, 1993 - February 27, 1995
WALL STREET ACCESS
BD
CRD#: 10012
NEW YORK, NY
Past
February 26, 1993 - October 13, 1993
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
December 10, 1992 - March 24, 1993
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(1/2/2018)
IAR
Kansas(1/2/2018)
RR
Kentucky(10/9/2024)
RR
Missouri(1/2/2018)
IAR
Missouri(1/2/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
OSAIC INSTITUTIONS, INC.
CONNECTICUT ASSOCIATION SECURITIES, INC. | OSAIC INSTITUTIONS, INC. | INFINEX INVESTMENTS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
RIA
Registered Investment Advisory firm - SEC (11/2/2006 Approved)Connecticut
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Florida
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Indiana
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Maine
Registered Investment Advisory firm - SEC (12/7/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (3/23/2007 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Ohio
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (11/22/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
538 Preston Avenue, Meriden, CT 06450-4858
Mailing Address
538 Preston Avenue, Meriden, CT 06450-4858
Phone number
(203) 599-6000
Established
Connecticut since 04/07/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
630
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 8,779 |
| AUM (Assets Under Management) | $ 4,024,448,971 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
