LK
Lori L. Kastrup
AMERITAS INVESTMENT COMPANY
Fremont, NE 68025
Some features on this profile are disabled
CRD#: 2045821
LK
Professional summary
Lori Linn Kastrup, who also goes by Lori Linn Powers, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Fremont, Nebraska.
Lori is registered as a RR (Registered Representative) and started their career in finance in 1991. Lori has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Lori Linn Powers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lori Linn Kastrup's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2022 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1910 N. Bell Street, Fremont, NE 68025BD
CRD#: 14869
Fremont, NE
Past
April 10, 2015 - December 6, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
OMAHA, NE
Past
July 11, 1997 - December 15, 2014
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
OMAHA, NE
Past
July 8, 1991 - July 18, 1997
KFS BD, INC.
BD
CRD#: 490
OMAHA, NE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/12/2022)
RR
Arizona(1/12/2022)
RR
Arkansas(1/12/2022)
RR
California(1/12/2022)
RR
Colorado(1/12/2022)
RR
Connecticut(1/12/2022)
RR
Florida(1/12/2022)
RR
Georgia(1/12/2022)
RR
Illinois(1/12/2022)
RR
Indiana(1/12/2022)
RR
Iowa(1/12/2022)
RR
Kansas(1/12/2022)
RR
Maine(1/12/2022)
RR
Maryland(1/12/2022)
RR
Massachusetts(1/12/2022)
RR
Michigan(1/12/2022)
RR
Minnesota(1/12/2022)
RR
Missouri(1/12/2022)
RR
Nebraska(1/12/2022)
RR
Nevada(1/12/2022)
RR
New York(1/12/2022)
RR
North Carolina(1/12/2022)
RR
Ohio(1/13/2022)
RR
Oklahoma(1/12/2022)
RR
Oregon(1/12/2022)
RR
South Dakota(1/12/2022)
RR
Texas(1/12/2022)
RR
Utah(1/12/2022)
RR
Virginia(1/12/2022)
RR
Washington(1/12/2022)
RR
Wisconsin(1/12/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AMERITAS INVESTMENT COMPANY, LLC
AMERITAS ADVISORY SERVICES | THE ADVISORS GROUP (TAG) | SOWER SECURITIES CORP. | BLN INVESTMENT CORP. | AMERITAS INVESTMENT CORP. | AMERITAS INVESTMENT CORP | AMERITAS INVESTMENT COMPLANY, LLC | AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5900 "o" Street, Lincoln, NE 68510
Mailing Address
Po Box 5507, Lincoln, NE 68505-0507
Phone number
(800) 335-9858
Established
Nebraska since 04/10/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
