Maria T. Sinley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Thelma Sinley, who also goes by Maria Thelma Edwards, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 1990. Maria had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2002 - November 27, 2012
SMITH HAYES ADVISERS INC
June 4, 2002 - November 27, 2012
SMITH HAYES FINANCIAL SERVICES CORPORATION
October 13, 1995 - June 3, 2002
KFS BD, INC.
August 2, 1990 - March 2, 1993
KFS BD, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SMITH HAYES ADVISERS INC
CRD#: 110776 / SEC#: 801-56902
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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