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Nils Nilsen

FINALIS SECURITIES LLC
New York, NY 10003
Some features on this profile are disabled
CRD#: 2045020
NN

Professional summary

Nils Nilsen is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Nils is registered as a RR (Registered Representative) and started their career in finance in 1990. Nils has worked at 9 firms and has passed the Series 63, Series 79TO, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nils Nilsen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 6, 2024 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003
BD
CRD#: 305908
New York, NY
Past

April 6, 2021 - September 24, 2024

AGES FINANCIAL SERVICES, LTD.

BD
CRD#: 15427
Stamford, CT
Past

January 9, 2020 - March 3, 2021

OBERON SECURITIES, LLC

BD
CRD#: 132598
NEW YORK, NY
Past

June 12, 2012 - October 1, 2013

DC ADVISORY

BD
CRD#: 129919
NEW YORK, NY
Past

May 24, 2004 - June 25, 2009

DC ADVISORY

BD
CRD#: 129919
NEW YORK, NY
Past

January 29, 2003 - March 5, 2004

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 10, 2002 - January 24, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 7, 2001 - April 12, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

June 7, 2001 - April 15, 2002

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

November 3, 2000 - June 1, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 2, 1994 - June 1, 2001

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

June 5, 1990 - April 9, 1991

KLEINWORT BENSON NORTH AMERICA INC.

BD
CRD#: 5087

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(12/9/2024)
RR
New York
(12/9/2024)
RR
Ohio
(12/9/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/13/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/7/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/1/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/9/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
228 Park Ave South Suite 85550, New York, NY 10003
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY
AZARY, DENNIS MICHAELCEO/CCO/FINOP2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINALIS SECURITIES LLC

CRD#: 305908New York, NY 10003

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