Linda M. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Mae Larson, who also goes by Linda Mae Jahnke, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1990. Linda had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2015 - December 11, 2020
SECURITIES AMERICA ADVISORS, INC.
July 21, 2015 - December 11, 2020
SECURITIES AMERICA, INC.
February 19, 2002 - August 11, 2015
FINTEGRA, LLC
February 19, 2002 - August 11, 2015
FINTEGRA, LLC
July 11, 2000 - February 25, 2002
LASALLE ST SECURITIES, L.L.C.
March 12, 1999 - June 30, 2000
SII INVESTMENTS, INC.
May 29, 1997 - March 9, 1999
LASALLE ST SECURITIES, L.L.C.
August 17, 1993 - June 11, 1997
CAPITAL BROKERAGE CORPORATION
January 1, 1993 - August 3, 1993
INDEPENDENT FINANCIAL SECURITIES, INC.
March 26, 1990 - January 11, 1993
JM DISSOLUTION, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA ADVISORS, INC.
CRD#: 110518 / SEC#: 801-45628
Contact information
Regulatory assets under management
| Total Number of Accounts | 211,150 |
| AUM (Assets Under Management) | $ 40,420,443,233 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2024 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
