Thomas G. Ebinger

DEW WEALTH STRATEGIES

CLAYTON, MO 63105

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CRD#: 2044240

Professional summary

Thomas Gill Ebinger is a registered financial advisor currently at DEW WEALTH STRATEGIES, LLC located in Clayton, Missouri.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Thomas has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/20/02 - DEW WEALTH STRATEGIES - RIA 06/29/04 - INVOLVED W/ OUTSIDE SALES OF NON-VARIABLE INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gill Ebinger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2002 - Present

DEW WEALTH STRATEGIES, LLC

Office #1: 101 S. Hanley Rd., Suite 725, Clayton, MO 63105

RIA

CRD#: 118996

CLAYTON, MO

Past

January 24, 2002 - March 2, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

CLAYTON, MO

Past

January 17, 2002 - March 2, 2007

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 28, 1990 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

March 28, 1990 - February 8, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(2/6/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/10/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/26/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DEW WEALTH STRATEGIES, LLC

CRD#: 118996 / SEC#: 801-69078

RIA

Registered Investment Advisory firm - (8/7/2019 Terminated)

Missouri

Registered Investment Advisory firm - (8/7/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101 South Hanley Rd. Suite 725, Clayton, MO 63105

Mailing Address

Phone number

(314) 862-1500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 89,230,456

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas G. Ebinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gill Ebinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEW WEALTH STRATEGIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/1999

Series 63

Date: 7/30/1991

Series 7

Date: 4/10/2000

Series 6

Date: 3/26/1990

Current Firm

DEW WEALTH STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DEW WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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