Cheryl A. Swain
Professional summary
Cheryl Ann Swain was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cheryl is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Cheryl had worked at 2 firms, which includes EAST - WEST CAPITAL CORPORATION, HORIZONS INTERNATIONAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1992 - November 6, 1997
EAST - WEST CAPITAL CORPORATION
June 21, 1990 - July 27, 1990
HORIZONS INTERNATIONAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
EAST - WEST CAPITAL CORPORATION
CRD#: 16348 / SEC#: , 8-40740
Contact information
Documents
Red Flags
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