Terry L. Barnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Lee Barnett was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1990. Terry had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2011 - July 31, 2013
FORESTERS EQUITY SERVICES, INC.
July 20, 2011 - July 31, 2013
FORESTERS EQUITY SERVICES, INC.
July 1, 2010 - July 15, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 4, 2009 - July 15, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 20, 2007 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 25, 2002 - November 14, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 4, 2000 - January 25, 2002
TRANSAMERICA FINANCIAL ADVISORS, INC.
March 18, 2000 - November 14, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 9, 1998 - April 4, 2000
OSAIC WEALTH, INC.
July 3, 1997 - March 10, 1998
FSC SECURITIES CORPORATION
January 11, 1993 - July 3, 1997
MARINER FINANCIAL SERVICES, INC.
June 18, 1992 - January 25, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 18, 1992 - January 25, 1993
OSAIC FA, INC.
April 3, 1990 - June 5, 1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 3, 1990 - June 5, 1992
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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