William M. Rogenmoser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Mark Rogenmoser, who also goes by William Mark Kogenmoser, Bill Rogenmoser, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2015 - April 14, 2022
ON INVESTMENT MANAGEMENT CO
March 30, 2015 - April 14, 2022
THE O.N. EQUITY SALES COMPANY
October 10, 2000 - April 15, 2015
ONEAMERICA SECURITIES, INC.
March 26, 1990 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
March 26, 1990 - April 15, 2015
ONEAMERICA SECURITIES, INC.
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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