CV
Christopher B. Vaccaro
AMERITAS ADVISORY SERVICES
Irvine, CA 92612
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CRD#: 2043971
CV
Professional summary
Christopher Brian Vaccaro, who also goes by Chris Vaccaro, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Irvine, California and AMERITAS INVESTMENT COMPANY, LLC located in Folsom, California.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 52, Series 62, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Vaccaro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * CAPSTONE FINANCIAL GROUP; SAME AS BRANCH; INV REL; SELLING LIFE & DISABILITY INSURANCE; OWNER; START DATE=11/1989; HRS/MONTH=80; TRADING HRS/MO=40; SELLING INSURANCE * Capstone Financial Resources, Inc; same as branch; non-inv rel; selling and service of medical and dental insurance; President; start date=05/2005; hrs/mo=15; trading hrs/mo=0; recommend appropriate medical/dental insurance for our business clients
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Brian Vaccaro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 3333 Michelson Dr Suite 900, Irvine, CA 92612Office #2: 620 Coolidge Dr Ste 190, Folsom, CA 95630RIA
CRD#: 317245
Irvine, CA
Current
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 620 Coolidge Dr Ste 190, Folsom, CA 95630Office #2: 3333 Michelson Dr, Irvine, CA 92612BD
CRD#: 14869
FOLSOM, CA
Past
June 30, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
March 26, 2004 - June 30, 2006
CARILLON INVESTMENTS, INC.
RIA
CRD#: 14646
CAMERON PARK, CA
Past
July 3, 2002 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CAMERON PARK, CA
Past
March 1, 1996 - July 9, 2002
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
April 23, 1990 - February 21, 1996
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/9/2019)
RR
Alaska(7/30/2020)
RR
Arizona(1/4/2019)
RR
Arkansas(7/9/2019)
RR
California(6/30/2006)
IAR
California(11/1/2021)
RR
Colorado(7/9/2019)
RR
Florida(7/9/2019)
RR
Georgia(7/9/2019)
RR
Hawaii(7/9/2019)
RR
Idaho(6/30/2006)
RR
Illinois(8/18/2020)
RR
Indiana(5/12/2023)
RR
Iowa(1/26/2018)
RR
Kansas(2/19/2025)
RR
Kentucky(3/28/2017)
RR
Louisiana(7/9/2019)
RR
Maryland(7/9/2019)
RR
Massachusetts(7/9/2019)
RR
Michigan(7/9/2019)
RR
Minnesota(7/9/2019)
RR
Mississippi(7/9/2019)
RR
Missouri(9/13/2019)
RR
Montana(6/13/2016)
RR
Nebraska(7/9/2019)
RR
Nevada(6/26/2015)
RR
New Jersey(7/9/2019)
RR
New Mexico(1/27/2015)
RR
New York(3/27/2017)
RR
North Carolina(7/9/2019)
RR
North Dakota(3/12/2020)
RR
Ohio(7/9/2019)
RR
Oklahoma(7/9/2019)
RR
Oregon(7/14/2006)
RR
Pennsylvania(7/30/2008)
RR
South Carolina(9/13/2019)
RR
South Dakota(7/31/2019)
RR
Tennessee(1/19/2023)
RR
Texas(8/2/2018)
IAR
Texas(11/1/2021)
RR
Utah(6/7/2013)
RR
Virginia(7/9/2019)
RR
Washington(6/30/2006)
RR
Wisconsin(10/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 7/18/1997
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
