RH
Richard J. Hamlin
SPC
SOUTH LYON, MI 48178
Some features on this profile are disabled
CRD#: 2043968
RH
Professional summary
Richard Joseph Hamlin, AIF®, who also goes by Richard Joseph Hamilin, is a registered financial advisor currently at SPC located in South Lyon, Michigan and SIGMA FINANCIAL CORPORATION located in South Lyon, Michigan.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Richard has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Joseph Hamilin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RICHARD J HAMLIN; NOT INVESTMENT RELATED; 417 S LAFAYETTE, SOUTH LYON MI 48178; INSURANCE SALES; AGENT; 1985 TO PRESENT; 100-120 HOURS PER MONTH; 60-80 HOURS PER MONTH DURING TRADING; SALES AND SERVICE OF LIFE, HEALTH.
2. RJH CONSULTING SERVICES, INC.: Owner of agency.
3. Hamlin & Clark LLC, South Lyon, MI. 50% owner/member - Property and Casualty insurance sales. Start date: 1/6/17, approx. 40-50 hrs/mo with 10% during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Hamlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 12, 2015 - Present
SPC
Office #1: 413 S. Lafayette, South Lyon, MI 48178RIA
CRD#: 110692
SOUTH LYON, MI
Current
February 6, 2015 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 413 S. Lafayette, South Lyon, MI 48178BD
CRD#: 14303
South Lyon, MI
Past
June 23, 2010 - May 21, 2014
FAI ADVISORS, INC.
RIA
CRD#: 122132
FARMINGTON HILLS, MI
Past
June 23, 2010 - February 12, 2015
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
SOUTH LYON, MI
Past
February 19, 2004 - February 12, 2015
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
FARMINGTON HILLS, MI
Past
August 20, 1990 - February 25, 2004
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/26/2017)
RR
Michigan(2/6/2015)
IAR
Michigan(2/12/2015)
RR
Washington(11/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Company Information
SPC
CRD#: 110692South Lyon, MI 48178TRUST BUT VERIFY
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