Dominick J. Vetrano

FOUNTAINHEAD FINANCIAL

Chicago, IL 60654

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CRD#: 2043867

Professional summary

Dominick Joseph Vetrano JR, CFP®, ChFC®, CLU®, who also goes by Dominick Joseph Vetrano, is a registered financial advisor currently at FOUNTAINHEAD FINANCIAL, LLC located in Chicago, Illinois.

Dominick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Dominick has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dominick Joseph Vetrano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominick Joseph Vetrano JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

July 28, 2009 - Present

FOUNTAINHEAD FINANCIAL, LLC

Office #1: 515 North State 14th Floor, Chicago, IL 60654

RIA

CRD#: 150813

Chicago, IL

Past

September 8, 1997 - October 27, 2009

CLUNE & ASSOCIATES

RIA

CRD#: 104708

CHICAGO, IL

Past

December 3, 1996 - September 29, 2009

CHAUNER SECURITIES, INC.

CRD#: 10075

CHICAGO, IL

Past

October 29, 1996 - December 11, 1996

CANYON RUN SECURITIES, INC.

CRD#: 36649

OKLAHOMA CITY, OK

Past

January 30, 1995 - September 24, 1996

BARCLAY GROUP SECURITIES, INC.

CRD#: 37371

CHICAGO, IL

Past

October 29, 1992 - November 3, 1994

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

March 20, 1990 - October 6, 1992

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 20, 1990 - October 6, 1992

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUNTAINHEAD FINANCIAL, LLC

CRD#: 150813 / SEC#: 801-70385

RIA

Registered Investment Advisory firm - (7/27/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/28/2009)

IAR

New Hampshire
(3/8/2023)

IAR

Texas
(4/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 12/1/1994

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/9/1993

General Securities Principal Examination

Current Firm

FOUNTAINHEAD FINANCIAL, LLC

CRD#: 150813 / SEC#: 801-70385

RIA

Registered Investment Advisory firm - (7/27/2009 Approved)

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Contact information

Main Address

515 North State 14th Floor, Chicago, IL 60654

Mailing Address

Phone number

(312) 222-9840

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV (3/27/2025)

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 453,485,481

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dominick J. Vetrano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominick Joseph Vetrano JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLUNE & ASSOCIATES

CHAUNER SECURITIES, INC.

CANYON RUN SECURITIES, INC.

BARCLAY GROUP SECURITIES, INC.

INVESTACORP, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FOUNTAINHEAD FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/1997

Series 63

Date: 7/10/1990

Series 7

Date: 3/17/1990

Series 27

Date: 12/1/1994

Series 24

Date: 7/9/1993

Current Firm

FOUNTAINHEAD FINANCIAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUNTAINHEAD FINANCIAL, LLC

TRUST BUT VERIFY

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