David I. Farber
Professional summary
David Irwin Farber was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1968. Prior to being barred, David had worked at 7 firms, which includes PROVIDENT DISTRIBUTORS INC., PRINCETON EQUITY SECURITIES INC., ISLAND PLANNING CORP. OF AMERICA, PELORUS SECURITIES INC., NEW ENGLAND SECURITIES, A.B. WATLEY INC., CARLTON-CAMBRIGE & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 1997 - July 1, 1997
PROVIDENT DISTRIBUTORS, INC.
February 24, 1992 - July 24, 2001
PRINCETON EQUITY SECURITIES, INC.
October 11, 1979 - July 5, 1991
ISLAND PLANNING CORP. OF AMERICA
September 5, 1979 - February 25, 1982
PELORUS SECURITIES, INC.
October 2, 1978 - February 17, 1980
NEW ENGLAND SECURITIES
March 16, 1976 - December 19, 1976
A.B. WATLEY, INC.
December 13, 1968 - May 30, 1975
CARLTON-CAMBRIGE & COMPANY INC.
State Registrations and Notice Filings
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Exams
Series 1
Date: 2/16/1966
Registered Representative ExaminationCurrent Firm
PROVIDENT DISTRIBUTORS, INC.
CRD#: 35174 / SEC#: , 8-46564
Contact information
Documents
Red Flags
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