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Gary Francis Mcclish

CRD# 2043422·Registered 1990 - 2003
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Francis Mcclish, who also goes by Gary F Mcclish, was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1990 - 2003. Gary had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary F Mcclish

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

CAMBRIDGE LEGACY SECURITIES L.L.C.·CRD# 103722
BD
Dallas, TX
August 1, 2002 - April 10, 2003
RUSHMORE SECURITIES CORPORATION·CRD# 8392
BD
Dallas, TX
January 25, 2001 - June 26, 2002
NORTHSTAR SECURITIES, INC.·CRD# 11247
BD
Dallas, TX
August 13, 1998 - March 9, 2001
DOMINION CAPITAL CORPORATION·CRD# 18837
BD
Dallas, TX
June 25, 1996 - December 9, 1998
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
September 19, 1994 - November 30, 1995
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
March 7, 1994 - August 10, 1994
DOMINION CAPITAL CORPORATION·CRD# 18837
BD
Dallas, TX
January 10, 1992 - December 19, 1993
DOMINION CAPITAL CORPORATION·CRD# 18837
BD
Dallas, TX
March 11, 1991 - December 2, 1991
PW SECURITIES, INC.·CRD# 6775
BD
April 24, 1990 - March 1, 1991

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Current Firm

CL
CAMBRIDGE LEGACY SECURITIES L.L.C.

ABEL FINANCIAL | WEALTH MANAGEMENT ADVISORS | VALTA INC | U.S. WEALTH ADVISORS, INC. | TRUSTMARK FINANCIAL SERVICES | THE FOCUS GROUP ADVISORS | STRATEGIC FINANCIAL SOLUTIONS, INC. | SNIDER WEALTH MANAGEMENT | NORTHSTAR BROKERAGE | MYLER FINANCIAL PLANNING | MIKE HENRY & ASSOCIATES | MICELI CASTELLON | LIGHTHOUSE FINANCIAL GROUP | LEGACY WEALTH ADVISORS | KNIGHTSBRIDGE GROUP, LLC | IDEAL LIFE ADVISORS | HORIZON ADVISORS | COUR FINANCIAL LLC | CORNERSTONE FINANCIAL ADVISORS | CORNERSTOME FINANCIAL SERVICES, INC. | CAMBRIDGE LEGACY SECURITIES L.L.C. | BREEDLOVE FINANCIAL

CRD#: 103722 / SEC#: 8-52220
BD
Terminated by SEC on 06/12/2012

Contact Information

Established

Delaware since 09/09/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE CAMBRIDGE LEGACY GROUP, INC.SHAREHOLDER—
ARENDER, GREGORY ALLENFINANCIAL OPERATION PRINCIPAL5978765
FINCHER, TOMMY EDWARDPRESIDENT / CHIEF COMPLIANCE OFFICER1725266

Disclosures

Regulatory Event

8

Civil Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1990About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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