Gary F. Mcclish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Francis Mcclish, who also goes by Gary F Mcclish, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1990. Gary had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2002 - April 10, 2003
CAMBRIDGE LEGACY SECURITIES L.L.C.
January 25, 2001 - June 26, 2002
RUSHMORE SECURITIES CORPORATION
August 13, 1998 - March 9, 2001
NORTHSTAR SECURITIES, INC.
June 25, 1996 - December 9, 1998
DOMINION CAPITAL CORPORATION
September 19, 1994 - November 30, 1995
WMA SECURITIES, INC.
March 7, 1994 - August 10, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 10, 1992 - December 19, 1993
DOMINION CAPITAL CORPORATION
March 11, 1991 - December 2, 1991
DOMINION CAPITAL CORPORATION
April 24, 1990 - March 1, 1991
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE LEGACY SECURITIES L.L.C.
CRD#: 103722 / SEC#: , 8-52220
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
