John P. Ocenas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Ocenas was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2007 - December 19, 2019
ENVISION RETIREMENT & ESTATE ADVISORS, LLC
May 18, 2007 - July 5, 2007
AMERITAS INVESTMENT COMPANY, LLC
April 4, 2003 - July 5, 2007
AMERITAS INVESTMENT COMPANY, LLC
November 16, 1998 - April 14, 2003
NYLIFE SECURITIES LLC
January 2, 1997 - November 16, 1998
AMERITAS INVESTMENT COMPANY, LLC
March 19, 1996 - December 31, 1996
OPPENHEIMER & CO. INC.
August 27, 1990 - February 21, 1996
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
ENVISION RETIREMENT & ESTATE ADVISORS, LLC
CRD#: 144476 / SEC#:
Contact information
Red Flags
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