Daniel F. Murphy

CLARIS FINANCIAL

MIDLOTHIAN, VA 23113

Some features on this profile are disabled

CRD#: 2042726

Professional summary

Daniel Francis Murphy is a registered financial advisor currently at CLARIS FINANCIAL, LLC located in Midlothian, Virginia.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Life insurance;not investment related;2900 Polo Pkwy,Ste 103,Midlothian,VA 23113;review/execute life insurance needs based on financial plan;agent;12/2012;4 hrs/month;less than 1 hr during trading;assess client life insurance needs,review existing policies,and recommend new policies to complete financial plan

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Francis Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2014 - Present

CLARIS FINANCIAL, LLC

Office #1: 14361 Sommerville Ct, Midlothian, VA 23113

RIA

CRD#: 168503

MIDLOTHIAN, VA

Past

May 8, 2017 - October 3, 2022

TRIAD ADVISORS LLC

CRD#: 25803

Midlothian, VA

Past

June 28, 2016 - May 23, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

MIDLOTHIAN, VA

Past

December 20, 2012 - January 15, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

MIDLOTHIAN, VA

Past

December 20, 2012 - May 23, 2017

LPL FINANCIAL LLC

CRD#: 6413

MIDLOTHIAN, VA

Past

July 14, 2006 - December 21, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RICHMOND, VA

Past

June 10, 2005 - December 21, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RICHMOND, VA

Past

November 3, 2004 - June 7, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

December 13, 2002 - July 9, 2003

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

February 20, 2002 - December 13, 2002

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

October 7, 1998 - June 9, 2000

METLIFE INVESTORS SALES COMPANY

CRD#: 15950

OAKBROOK TERRACE, IL

Past

October 15, 1993 - June 16, 1997

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

April 3, 1990 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARIS FINANCIAL, LLC

CRD#: 168503 / SEC#: 801-115295

RIA

Registered Investment Advisory firm - (5/16/2019 Approved)

Louisiana

Registered Investment Advisory firm - (6/12/2019 Terminated)

Maryland

Registered Investment Advisory firm - (6/18/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2019 Terminated)

Virginia

Registered Investment Advisory firm - (6/7/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/17/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/2/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/11/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 5/9/1991

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CLARIS FINANCIAL, LLC

CRD#: 168503 / SEC#: 801-115295

RIA

Registered Investment Advisory firm - (5/16/2019 Approved)

Louisiana

Registered Investment Advisory firm - (6/12/2019 Terminated)

Maryland

Registered Investment Advisory firm - (6/18/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2019 Terminated)

Virginia

Registered Investment Advisory firm - (6/7/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4510 Cox Rd. Suite 302, Glen Allen, VA 23060

Mailing Address

Phone number

(804) 935-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLARIS ADV PART 2A - 09-25-2025 (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,114
AUM (Assets Under Management)	$ 285,968,222

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Karen Jones

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Richmond, VA

Joseph Mcvey

UBS FINANCIAL SERVICES INC.

IAR

Powhatan, VA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel F. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Francis Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MML INVESTORS SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

METLIFE INVESTORS SALES COMPANY

VOYA FINANCIAL PARTNERS, LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

Primary Firm SEC Registration

CLARIS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2006

Series 63

Date: 10/4/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/18/2005

Series 6

Date: 4/2/1990

Series 24

Date: 2/11/2005

Series 26

Date: 5/9/1991

Current Firm

CLARIS FINANCIAL, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARIS FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors