Daniel J. Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Fitzgerald, CFP®, who also goes by Daniel Fitzgerald, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1990. Daniel had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
SUNY at Albany
Bachelor of Arts (BA) - Economics
1988
Experience
July 13, 2018 - January 21, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 7, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
December 7, 2005 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
July 20, 2005 - June 30, 2009
STRATEGIC ADVISERS LLC
July 24, 2000 - January 21, 2025
FIDELITY BROKERAGE SERVICES LLC
August 21, 1996 - July 11, 2000
BNY MELLON SECURITIES CORPORATION
February 22, 1996 - August 20, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 1995 - February 6, 1996
WS GRIFFITH SECURITIES, INC.
May 17, 1990 - June 16, 1995
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Vice President Private Wealth Management AdvisorCRD#: 288590TRUST BUT VERIFY
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