Alan D. Messina
Professional summary
Alan Drew Messina was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alan is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Alan had worked at 9 firms, which includes CARDINAL CAPITAL MANAGEMENT INC., EMERSON BENNETT & ASSOCIATES, WOODSTOCK FINANCIAL GROUP INC., JWGENESIS SECURITIES INC., FLORIDA FINANCIAL CENTERS INC., JOSEPHTHAL & CO. INC., GKN SECURITIES CORP., INVESTORS ASSOCIATES INC., STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2002 - December 2, 2003
CARDINAL CAPITAL MANAGEMENT, INC.
January 23, 2001 - December 31, 2001
EMERSON BENNETT & ASSOCIATES
October 12, 2000 - November 30, 2000
WOODSTOCK FINANCIAL GROUP, INC.
March 25, 1998 - October 20, 1998
WOODSTOCK FINANCIAL GROUP, INC.
October 20, 1995 - April 4, 1996
JWGENESIS SECURITIES, INC.
March 24, 1994 - July 7, 1994
FLORIDA FINANCIAL CENTERS, INC.
February 17, 1993 - June 3, 1993
JOSEPHTHAL & CO., INC.
July 13, 1992 - March 8, 1993
GKN SECURITIES CORP.
October 7, 1991 - July 21, 1992
INVESTORS ASSOCIATES, INC.
May 22, 1990 - September 21, 1991
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CARDINAL CAPITAL MANAGEMENT, INC.
CRD#: 24605 / SEC#: , 8-41272
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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