WS
Wendy E. Stefani
VOYA FINANCIAL ADVISORS
PORTLAND, OR 97239
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CRD#: 2042533
WS
Professional summary
Wendy Elizabeth Stefani, who also goes by Wendy Elizabeth Hybskmann, Wendy Elizabeth Strait, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Portland, Oregon.
Wendy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Wendy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wendy Elizabeth Hybskmann | Wendy Elizabeth Strait
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:JEWEL FINANCIAL; No; 5331 S MACADAM AVE STE 207; PORTLAND; OR; 97239; ; DBA - FOR BUSINESS EXPENSES; OWNER; 10/5/2011; 0; 0; DBA FOR BANK ACCOUNT FOR BUSINESS EXPENSES.|NAME OF ENTITY:WENDY STEFANI-NOTARY; No; 5331 S MACADAM AVE STE 207; PORTLAND; OR; 97239; NOTARY PUBLIC; NOTARY; 10/1/2011; 4; 4; NOTARIZE DOCUMENTS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5331 S MACADAM AVE STE 207; PORTLAND; OR; 97239; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/21/2009; 2; 2; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:CHRISTMAS FOR KIDS FOUNDATION; No; 193636 WILLAMETTE DRIVE #251; WEST LINN; OR; 97068; NON-PROFIT ORGANIZATION; VICE PRESIDENT; 1/1/2004; 10; 5; SCHOOL SELECTION & LIASON WITH COUNSELORS|NAME OF ENTITY:Lewis Stefani Group; Yes; 5331 S MACADAM AVE STE 207; PORTLAND; OR; 97239; Financial Services / DBA; Financial Advisor; 2/9/2015; 160; 160; Sale of fixed insurance, securities, and investment products.|
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Elizabeth Stefani's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Wendy Elizabeth Stefani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6500 S Macadam Avenue Suite 125, Portland, OR 97239RIA
BD
CRD#: 2882
PORTLAND, OR
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6500 S Macadam Avenue Suite 125, Portland, OR 97239RIA
BD
CRD#: 2882
PORTLAND, OR
Past
July 2, 2003 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
PORTLAND, OR
Past
May 31, 2000 - September 22, 2000
AETNA FINANCIAL SERVICES, INC.
BD
CRD#: 13255
HARTFORD, CT
Past
October 15, 1993 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
PORTLAND, OR
Past
March 29, 1990 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/22/2020)
RR
Arkansas(5/9/2022)
RR
California(9/22/2020)
RR
Florida(10/5/2021)
RR
Hawaii(1/30/2024)
RR
Idaho(3/2/2020)
RR
Iowa(1/30/2024)
RR
Maine(3/10/2021)
RR
New Mexico(1/31/2022)
RR
North Carolina(4/5/2022)
RR
Ohio(4/6/2022)
RR
Oregon(1/3/2011)
IAR
Oregon(1/3/2011)
RR
South Carolina(7/29/2024)
RR
Tennessee(7/29/2024)
RR
Texas(2/22/2021)
IAR
Texas(2/23/2021)
RR
Utah(7/29/2024)
RR
Washington(1/3/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
