Harold R. Soutier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Roger Soutier JR, who also goes by Harold Roger Jr Soutiar, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1990. Harold had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2015 - April 27, 2016
VISIONQUEST WEALTH MANAGEMENT, LLC
December 31, 2001 - April 17, 2015
LPL FINANCIAL LLC
December 13, 1995 - April 17, 2015
LPL FINANCIAL LLC
July 31, 1993 - December 12, 1995
CITIGROUP GLOBAL MARKETS INC.
March 23, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
VISIONQUEST WEALTH MANAGEMENT, LLC
CRD#: 135581 / SEC#: 801-107528
Contact information
Red Flags
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