Edwin B. Lyon, Iv
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Buchanan Lyon, Iv IV, who also goes by Bucky Lyon IV, Bucky Lyon, Edwin Buchanan Lyon Iv, was a registered financial advisor .
Edwin is a previously registered financial advisor and started their career in finance in 1990. Edwin had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2006 - June 26, 2015
CSSF MANAGEMENT PARTNERS, LP
April 21, 2003 - June 26, 2015
GRYPHON MANAGEMENT PARTNERS, L.P.
December 6, 1995 - May 11, 2000
STONEGATE CAPITAL MARKETS, INC.
June 21, 1994 - September 22, 1995
RAYMOND JAMES & ASSOCIATES, INC.
December 8, 1992 - July 1, 1994
WELLS FARGO CLEARING SERVICES, LLC
April 24, 1990 - January 15, 1993
STONEGATE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CSSF MANAGEMENT PARTNERS, LP
CRD#: 132393 / SEC#: 801-65270
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 3/28/2016 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
