GG
Gary E. Gibbons
THE COLERIDGE GROUP LLC
Phoenix, AZ
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CRD#: 2042304
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Professional summary
Gary Eugene Gibbons, who also goes by Gary Gibbons, is a registered financial advisor currently at THE COLERIDGE GROUP LLC located in Phoenix, Arizona.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Gary has worked at 1 firm and has passed the Series 65, Series 63 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary Gibbons
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Expert Witness to Securities and Exchange Commission;
Non-Investment-Related;
Address of Other Business: 100 F Street NE, Washington DC 20549;
Nature of Other Business: Judicial/Regulatory;
Position/Title/Relationship with Other Business: Independent Contractor;
Start Date of Relationship: 03-11-2019;
Hours per month: 15;
Hours during securities trading hours: 0;
Duties: Provide expert witness opinion.
2. Thunderbird School of Global Management;
Non-Investment-Related;
Address of Other Business: 400 E Van Buren St. Phoenix AZ 85004;
Nature of Other Business: Higher Education;
Position/Title/Relationship with Other Business: Professor;
Start Date of Relationship: 2006;
Hours per month: 5 - 20;
Hours during securities trading hours: 0 - 2;
Duties: Professor.
3. Kent State University;
Non-Investment-Related;
Address of Other Business: 800 E Summit St, Kent, OH 44240;
Nature of Other Business: Higher Education;
Position/Title/Relationship with Other Business: Professor;
Start Date of Relationship: 2017;
Hours per month: 4;
Hours during securities trading hours: 0;
Duties: Professor.
4. AdviNow Medical;
Non-Investment-Related;
Address of Other Business: 10446 N 74th St., Scottsdale, AZ 85258;
Nature of Other Business: Medical technology;
Position/Title/Relationship with Other Business: Advisory Board;
Start Date of Relationship: 2020;
Hours per month: 4;
Hours during securities trading hours: 0;
Duties: Advisory Board member.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Eugene Gibbons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2020 - Present
THE COLERIDGE GROUP LLC
RIA
CRD#: 108335
Phoenix, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/22/2020)
IAR
California(2/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
THE COLERIDGE GROUP LLC
GARY EUGENE GIBBONS DBA THE COLERIDGE GROUP | THE COLERIDGE GROUP LLC | GIBBONS GARY EUGENE | GARY EUGENE GIBBONSV DBA THE COLEBRIDGE GROUP
CRD#: 108335 / SEC#: 801-10966
RIA
Registered Investment Advisory firm - (12/12/2015 Terminated)Arizona
Registered Investment Advisory firm - (12/13/2012 Approved)California
Registered Investment Advisory firm - (2/24/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11811 N. Tatum Blvd Ste 3031, Phoenix, AZ 85028
Mailing Address
Phone number
(623) 252-6661
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 38,567,387 |
Red Flags
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