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Gary Eugene Gibbons

CRD# 2042304·Registered 2020 - 2025
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Eugene Gibbons, who also goes by Gary Gibbons, was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 2020 - 2025. Gary had worked at 1 firm and has passed the Series 65, Series 63 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Gibbons

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

THE COLERIDGE GROUP LLC·CRD# 108335
RIA
Phoenix, AZ
September 22, 2020 - December 3, 2025

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Current Firm

THE COLERIDGE GROUP LLC
THE COLERIDGE GROUP LLC

GARY EUGENE GIBBONS DBA THE COLERIDGE GROUP | THE COLERIDGE GROUP LLC | GIBBONS GARY EUGENE | GARY EUGENE GIBBONSV DBA THE COLEBRIDGE GROUP

CRD#: 108335 / SEC#: 801-10966
RIA
Registered Investment Advisory firm - SEC (12/12/2015 Terminated)
Arizona
Registered Investment Advisory firm - Arizona (12/13/2012 Approved)
California
Registered Investment Advisory firm - California (2/24/2021 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11811 N. Tatum Blvd Ste 3031, Phoenix, AZ 85028

Phone Number

(623) 252-6661

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

106

AUM (Assets Under Management)

$56,007,155

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Expert Witness to Securities and Exchange Commission; Non-Investment-Related; Address of Other Business: 100 F Street NE, Washington DC 20549; Nature of Other Business: Judicial/Regulatory; Position/Title/Relationship with Other Business: Independent Contractor; Start Date of Relationship: 03-11-2019; Hours per month: 15; Hours during securities trading hours: 0; Duties: Provide expert witness opinion. 2. Thunderbird School of Global Management; Non-Investment-Related; Address of Other Business: 400 E Van Buren St. Phoenix AZ 85004; Nature of Other Business: Higher Education; Position/Title/Relationship with Other Business: Professor; Start Date of Relationship: 2006; Hours per month: 5 - 20; Hours during securities trading hours: 0 - 2; Duties: Professor. 3. Kent State University; Non-Investment-Related; Address of Other Business: 800 E Summit St, Kent, OH 44240; Nature of Other Business: Higher Education; Position/Title/Relationship with Other Business: Professor; Start Date of Relationship: 2017; Hours per month: 4; Hours during securities trading hours: 0; Duties: Professor. 4. AdviNow Medical; Non-Investment-Related; Address of Other Business: 10446 N 74th St., Scottsdale, AZ 85258; Nature of Other Business: Medical technology; Position/Title/Relationship with Other Business: Advisory Board; Start Date of Relationship: 2020; Hours per month: 4; Hours during securities trading hours: 0; Duties: Advisory Board member.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1990About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1990About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Apr 1990About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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