Paul M. Smit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Michael Smit was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1990. Paul had worked at 5 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2004 - December 31, 2005
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
January 9, 2003 - May 27, 2003
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
December 13, 1999 - December 31, 2002
EMMETT A LARKIN COMPANY, INC.
April 6, 1995 - November 19, 1999
SUNPOINT SECURITIES, INC.
January 3, 1992 - March 8, 1995
A. G. EDWARDS & SONS, INC.
March 20, 1990 - January 17, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
CRD#: 40096 / SEC#: , 8-48960
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
