Jo An Tu
Professional summary
Jo An Tu, who also goes by Chia An Tu Sun, Chiaan Tu Sun, Jo An Sun, Jo An T Sun, Jo An T Sun, Joan T Sun, Jo An Tu Sun, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Pleasanton, California.
Jo An is registered as a RR (Registered Representative) and started their career in finance in 1990. Jo An has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jo An Tu's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2000 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 4460 Black Ave Ste L, Pleasanton, CA 94566April 9, 1996 - February 24, 2000
SUNLOGIC SECURITIES, INC.
May 9, 1994 - January 15, 1996
VOYA FINANCIAL PARTNERS, LLC
November 1, 1990 - April 20, 1994
PYRAMID FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2000)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
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