Dennis A. Pearson
Professional summary
Dennis Alvin Pearson JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dennis is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Dennis had worked at 8 firms, which includes INTRA NETWORK SECURITIES INC., WEST AMERICA SECURITIES CORP, J. ALEXANDER SECURITIES INC., COLUMBUS FINANCIAL INC., MEYERS SECURITIES CORPORATION, TITAN/VALUE EQUITIES GROUP INC., ROTH CAPITAL PARTNERS LLC, VESTCORP SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 1997 - December 13, 2004
INTRA NETWORK SECURITIES, INC.
December 1, 1994 - June 28, 1995
WEST AMERICA SECURITIES CORP
November 15, 1993 - November 10, 1994
J. ALEXANDER SECURITIES, INC.
August 30, 1993 - October 5, 1993
COLUMBUS FINANCIAL, INC.
December 22, 1992 - May 11, 1993
MEYERS SECURITIES CORPORATION
March 14, 1992 - November 13, 1992
TITAN/VALUE EQUITIES GROUP, INC.
December 12, 1990 - February 7, 1992
ROTH CAPITAL PARTNERS, LLC
August 1, 1990 - August 22, 1990
VESTCORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INTRA NETWORK SECURITIES, INC.
CRD#: 41119 / SEC#: , 8-49301
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
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