Melissa A. Wieder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Ann Wieder, CFP®, who also goes by Melissa Ann Harper, Melissa Ann Judd, Missy Judd, Melissa Ann Judd-harper, Melissa Ann Juddharper, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1990. Melissa had worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2011 - March 8, 2017
PROVIDENT CAPITAL MANAGEMENT INC
October 22, 2007 - February 6, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 22, 2007 - February 6, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 21, 2004 - August 13, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 28, 2004 - August 13, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 12, 1990 - August 10, 2004
CHARLES SCHWAB & CO., INC.
March 20, 1990 - August 15, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/26/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PROVIDENT CAPITAL MANAGEMENT INC
CRD#: 133898 / SEC#: 801-77108
Contact information
Regulatory assets under management
| Total Number of Accounts | 385 |
| AUM (Assets Under Management) | $ 51,392,901 |
Red Flags
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