Scott T. Nelson

SENSIBLE INVESTMENT STRATEGIES

PHOENIX, AZ

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CRD#: 2041553

Professional summary

Scott Thomas Nelson, CFP® is a registered financial advisor currently at SENSIBLE INVESTMENT STRATEGIES, LLC located in Phoenix, Arizona.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Scott has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott T. Nelson is the Sole Member (100% owner) of Hit the Ball Better LLC ("HTBB"). HTTB is in the business of providing golf instruction and is not investment-related. HTBB is located at 15801 S. 27th St. Phoenix, AZ 85048. Mr. Nelson started HTBB in January 2012, and spends approximately 5-10 hours/month on HTBB, which are outside of normal securities trading hours. Mr. Nelson's primary role is to provide golf instruction to individual golfers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Thomas Nelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

September 9, 2003 - Present

SENSIBLE INVESTMENT STRATEGIES, LLC

RIA

CRD#: 128079

PHOENIX, AZ

Past

February 26, 1998 - August 29, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

TEMPE, AZ

Past

January 30, 1998 - August 29, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

July 31, 1993 - December 4, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 20, 1990 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/9/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/28/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/23/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Current Firm

SENSIBLE INVESTMENT STRATEGIES, LLC

CRD#: 128079 / SEC#:

Arizona

Registered Investment Advisory firm - (9/9/2003 Approved)

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Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(480) 231-4100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 24,390,595

Red Flags

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Scott T. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Thomas Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENSIBLE INVESTMENT STRATEGIES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/1996

Series 63

Date: 3/28/1990

Series 3

Date: 4/23/1990

Series 7

Date: 3/17/1990

Current Firm

SENSIBLE INVESTMENT STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SENSIBLE INVESTMENT STRATEGIES, LLC

TRUST BUT VERIFY

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