Sinan J. Talgat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sinan John Talgat, who also goes by John Talgat, Seam Talgat, Sean Talgat, Sinan Talgat, Sivan Talgat, was a registered financial professional .
Sinan is a previously registered financial professional and started their career in finance in 1990. Sinan had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 1998 - April 15, 1999
RUMSON CAPITAL, LLC
May 8, 1997 - September 5, 1997
ALDEN CAPITAL MARKETS, INC.
September 22, 1994 - May 6, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
May 16, 1994 - September 2, 1994
STATE CAPITAL MARKETS CORPORATION
March 4, 1994 - May 6, 1994
LAIDLAW GLOBAL SECURITIES, INC.
May 5, 1992 - February 15, 1994
DUKE & CO., INC.
December 9, 1991 - May 22, 1992
J. GREGORY & COMPANY, INC.
December 19, 1990 - December 17, 1991
JOSEPHTHAL & CO., INC.
June 15, 1990 - December 14, 1990
GKN SECURITIES CORP.
March 20, 1990 - June 22, 1990
MALONE & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUMSON CAPITAL, LLC
CRD#: 33848 / SEC#: , 8-46133
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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