Edward A. Rademaker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Arthur Rademaker JR, who also goes by Edward A Rademaker, Edward Arthur Rademaker, Edward Author Rademaker Jr, Edward Author Rademaker, was a registered financial advisor .
Edward is a previously registered financial advisor and started their career in finance in 1990. Edward had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2009 - November 30, 2011
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - November 30, 2011
CHASE INVESTMENT SERVICES CORP.
August 10, 2005 - May 2, 2009
WAMU INVESTMENTS, INC.
August 10, 2005 - May 2, 2009
WAMU INVESTMENTS, INC.
November 20, 2003 - August 3, 2005
MSI FINANCIAL SERVICES, INC.
August 29, 2003 - August 3, 2005
METROPOLITAN LIFE INSURANCE COMPANY
August 29, 2003 - August 3, 2005
MSI FINANCIAL SERVICES, INC.
May 8, 2002 - April 22, 2003
FIRST MONTAUK SECURITIES CORP.
May 14, 1997 - August 18, 2000
CHARLES SCHWAB & CO., INC.
November 15, 1996 - June 24, 1997
NF CLEARING, INC.
May 24, 1996 - September 9, 1996
UBS CAPITAL MARKETS L.P.
October 25, 1993 - August 15, 1996
CHARLES SCHWAB & CO., INC.
January 13, 1992 - August 31, 1992
LCP CAPITAL CORP.
February 5, 1991 - September 17, 1991
GKN SECURITIES CORP.
October 24, 1990 - February 14, 1991
GLOBAL AMERICA INCORPORATED
May 24, 1990 - August 29, 1990
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CHASE INVESTMENT SERVICES CORP.
CRD#: 25574 / SEC#: 801-36407, 8-41840
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANC ONE CAPITAL HOLDINGS LLC | DIRECT OWNER | |
| ADITYA, MAHESH CHATTA | BOARD MEMBER | 5586574 |
| CHABOT, ALAN JAMES | PRESIDENT & CEO, BOARD MEMBER | 2617874 |
| DAVIS, JAMES HUBER | CHIEF OPERATIONS OFFICER | 4166100 |
| DEEGAN, DANIEL ROBERT | EXECUTIVE VICE PRESIDENT | 1143339 |
| DURKEE, JEFFREY WILLIS | EXECUTIVE VICE PRESIDENT | 1009266 |
| GINDI, SOL | CFO, BOARD MEMBER | 4903526 |
| GRAY, ANNE LOUISE | SENIOR VICE PRESIDENT | 1779722 |
| HAIGIS, PHILIP HOWARD JR. | EXECUTIVE VICE PRESIDENT | 4340276 |
| JULIAN, BETH WILSON | EXECUTIVE VICE PRESIDENT | 1071047 |
| KLEINBAUM, GREGG ADAM | EXECUTIVE VICE PRESIDENT | 2555215 |
| MARTIN, KEVIN LEE | EXECUTIVE VICE PRESIDENT | 2742022 |
| PANTALEO, LAURA ANN | EXECUTIVE VICE PRESIDENT | 1501065 |
| QUINN, JOHN P | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | 5631540 |
| REED, JAMIE MATTHEW | EXECUTIVE VICE PRESIDENT | 2797383 |
| SKARDA, JOSEPH BRIEL | EXECUTIVE VICE PRESIDENT | 4288186 |
| TEPPER, ERIC DAVID | EXECUTIVE VICE PRESIDENT | 2242377 |
| WILBURN, DOUGLAS FREDERICK | CHIEF COMPLIANCE OFFICER | 1407686 |
Disclosures
| Regulatory Event | 62 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
