Lynne D. Burgraff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynne Diane Burgraff, who also goes by Lynne Burgraff, Lynne Kunes, was a registered financial professional .
Lynne is a previously registered financial professional and started their career in finance in 1991. Lynne had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2021 - October 16, 2023
SWEET FINANCIAL PARTNERS, LLC
January 23, 2014 - November 9, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 1, 1999 - November 9, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 12, 1991 - April 10, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SWEET FINANCIAL PARTNERS, LLC
CRD#: 316739 / SEC#: 801-122466
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,326 |
| AUM (Assets Under Management) | $ 779,154,624 |
Red Flags
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