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Timothy Wayne Savage

CRD# 2041097·Registered 1995 - 2012
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Wayne Savage, who also goes by Tim Savage, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1995 - 2012. Timothy had worked at 12 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Savage

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

APB FINANCIAL GROUP, LLC·CRD# 38235
BD
New York, NY
March 2, 2012 - June 19, 2012
AGECROFT PARTNERS, LLC·CRD# 139227
BD
Richmond, VA
March 3, 2010 - April 5, 2010
ROYAL OAK CAPITAL MANAGEMENT, LLC·CRD# 146528
RIA
Washington, DC
April 17, 2009 - October 22, 2009
APB FINANCIAL GROUP, LLC·CRD# 38235
BD
New York, NY
June 27, 2008 - December 18, 2008
LATAM INVESTMENTS, LLC·CRD# 133163
BD
Miami, FL
November 14, 2005 - January 31, 2006
SOLEIL SECURITIES CORPORATION·CRD# 124737
BD
New York, NY
June 4, 2004 - February 22, 2005
BOLTON ASSET MANAGEMENT, LLC·CRD# 127541
RIA
Memphis, TN
April 7, 2004 - May 26, 2004
BOLTON FINANCIAL SERVICES, LLC·CRD# 10339
BD
Memphis, TN
April 6, 2004 - May 26, 2004
VARIANT TRADING INSTITUTIONAL GROUP, INC.·CRD# 125547
BD
Boca Raton, FL
July 9, 2003 - March 31, 2004
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
Baltimore, MD
January 17, 2003 - July 25, 2003
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
January 17, 2003 - July 25, 2003
PERSHING LLC·CRD# 7560
RIA
Washington, DC
July 31, 2002 - January 17, 2003
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
December 6, 2000 - January 17, 2003
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
July 5, 2000 - February 21, 2001
OSAIC WEALTH, INC.·CRD# 23131
BD
Jersey City, NJ
January 24, 1996 - March 19, 1999
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
February 22, 1995 - November 17, 1995

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Current Firm

AF
APB FINANCIAL GROUP, LLC

ABERNATHY PERFORMANCE BROKERAGE, INC. | THE ABERNATHY TECHNOLOGY RESEARCH INSTITUTE, INC. | N/A | BRISTOL CAPITAL, CORP. | APB FINANICIAL GROUP, INC. | APB FINANCIAL GROUP, LLC | APB FINANCIAL GROUP, INC. | APB FINANCIAL GROUP, INC | APB FINANCIAL GROUP LLC | APB FINANCIAL GROUP INC | ABERNATHY, LEET INSTITUTE OF FINANCIAL RESEARCH INC. | ABERNATHY, LEET INSTITUE OF FINANCIAL RESEARCH CORP.

CRD#: 38235 / SEC#: 8-48144
BD
Terminated by SEC on 04/22/2017

Contact Information

Established

Delaware since 06/09/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ABERNATHY, STEVEN HOLTMEMBER, GSP, CEO1276378
COYLE, EDWARD FRANCISGSP, CCO1257412
KIRSCHENBLATT, CHAD ETHANFIN OP2503352
LEMOINE, DEBRA ANNCORPORATE SECRETARY1390321

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1995About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Apr 2004About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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