Janina A. Casey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janina Alexandra Casey, who also goes by Janina Alexandra Caseydittmar, Janina Caseydittmar, Janina Alexandra Dittmar, Janina Casey Dittmar, Janina A Mathews, was a registered financial advisor .
Janina is a previously registered financial advisor and started their career in finance in 1990. Janina had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2014 - May 3, 2023
BTIG, LLC
June 10, 2009 - May 6, 2011
TELSEY HOLDINGS LLC
March 9, 2009 - July 1, 2014
TELSEY ADVISORY GROUP LLC
July 28, 1999 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 21, 1996 - June 22, 1999
LEHMAN BROTHERS INC.
March 3, 1995 - October 10, 1996
CAPITAL INVESTMENTS INTERNATIONAL INC.
May 22, 1990 - March 9, 1995
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
