Joseph D. Potosky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph David Potosky was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1990. Joseph had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2006 - February 28, 2017
PURSHE KAPLAN STERLING INVESTMENTS
February 2, 2006 - February 23, 2026
MV CAPITAL MANAGEMENT, INC.
February 13, 2003 - April 13, 2006
JOYN ADVISORS, INC.
August 23, 2000 - February 14, 2003
SECURIAN FINANCIAL SERVICES, INC.
January 27, 2000 - May 16, 2006
SECURIAN FINANCIAL SERVICES, INC.
April 18, 1990 - January 18, 2000
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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