Vincent Pucciarelli
Professional summary
Vincent Pucciarelli JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vincent is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Vincent had worked at 8 firms, which includes INVESTMENT NETWORK INC., EDI FINANCIAL INC., COLORADO FINANCIAL SERVICE CORPORATION, BROOKSTONE SECURITIES INC., EMPIRE FINANCIAL GROUP INC., AMERICAN INVESTMENT SERVICES INC., PLATINUM EQUITIES INC., J.W. BARCLAY & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2017 - August 9, 2023
INVESTMENT NETWORK, INC.
May 14, 2013 - December 31, 2016
EDI FINANCIAL, INC.
June 20, 2012 - June 6, 2013
COLORADO FINANCIAL SERVICE CORPORATION
December 17, 2008 - June 21, 2012
BROOKSTONE SECURITIES, INC.
March 25, 2002 - December 12, 2008
EMPIRE FINANCIAL GROUP, INC.
March 1, 2000 - April 17, 2002
AMERICAN INVESTMENT SERVICES, INC.
July 2, 1998 - April 19, 2000
PLATINUM EQUITIES, INC.
July 3, 1996 - July 20, 1998
J.W. BARCLAY & CO., INC.
April 12, 1996 - June 5, 1996
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTMENT NETWORK, INC.
CRD#: 127724 / SEC#: , 8-66036
Contact information
FINRA licenses (27 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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