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Vincent Pucciarelli Jr

CRD# 2039846·Registered 1996 - 2023
Barred: Vincent Pucciarelli JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Vincent Pucciarelli JR, who also goes by VIncent Puccarelli, Vincent None Pucciarelli Jr, Vincent Pucciarelli, was a registered financial advisor. Vincent was a previously registered financial professional and started their career in finance 1996 - 2023. Vincent had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vincent Puccarelli, Vincent None Pucciarelli Jr, Vincent Pucciarelli

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

Past

INVESTMENT NETWORK, INC.Past·CRD# 127724
BD
Woodbridge, NJ
January 4, 2017 - August 9, 2023
EDI FINANCIAL, INC.Past·CRD# 15699
BD
Woodbridge, NJ
May 14, 2013 - December 31, 2016
COLORADO FINANCIAL SERVICE CORPORATIONPast·CRD# 104343
BD
Woodbridge, NJ
June 20, 2012 - June 6, 2013
BROOKSTONE SECURITIES, INC.Past·CRD# 13366
BD
Woodbridge, NJ
December 17, 2008 - June 21, 2012
EMPIRE FINANCIAL GROUP, INC.Past·CRD# 28759
BD
Monroe Township, NJ
March 25, 2002 - December 12, 2008
AMERICAN INVESTMENT SERVICES, INC.Past·CRD# 21111
BD
Oklahoma City, OK
March 1, 2000 - April 17, 2002
PLATINUM EQUITIES, INC.Past·CRD# 36347
BD
New York, NY
July 2, 1998 - April 19, 2000
J.W. BARCLAY & CO., INC.Past·CRD# 23350
BD
Woodbridge, NJ
July 3, 1996 - July 20, 1998
J.W. BARCLAY & CO., INC.Past·CRD# 23350
BD
Woodbridge, NJ
April 12, 1996 - June 5, 1996

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Current Firm

IN
INVESTMENT NETWORK, INC.

INVESTMENT NETWORK, INC.

CRD#: 127724 / SEC#: 8-66036
Ohio
Registered Investment Advisory firm - SEC (4/17/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

4639 Whipple Ave Nw, Canton, OH 44718

Mailing Address

4639 Whipple Ave Nw, Canton, OH 44718

Phone Number

(330) 564-0568

Established

Ohio since 04/24/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

25

FINRA licenses (27 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ARNOLD, GARY LEESHAREHOLDER852859
ARNOLD, GARY LEECHIEF COMPLIANCE OFFICER852859
ARNOLD, GARY LEECFO/FINOPS852859

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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