JM
Juan C. Martinez
CRESCENT ADVISOR GROUP
Plano, TX 75093
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CRD#: 2039655
JM
Professional summary
Juan Carlos Martinez SR, who also goes by J Carlos Martinez, Juan Carlos Martinez, is a registered financial advisor currently at CRESCENT ADVISOR GROUP, INC. located in Plano, Texas and CRESCENT SECURITIES GROUP, INC. located in Plano, Texas.
Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Juan has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Carlos Martinez | Juan Carlos Martinez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DALLAS COLLEGE. NOT INVESTMENT RELATED. 12800 ABRAMS RD. DALLAS, TX 75243 (DCCCD) 800 W. CAMPBELL RD, RICHARDSON, TX 75080 (UTD). EDUCATION. PROFESSOR. 08/2007. 60 HOURS/MONTH, 25 DURING TRADING HOURS. TEACHING. The 3525 Condominium. Not investment related. 3525 Turtle Creek Blvd. #50, Dallas, TX 75219. Non profit. Officer. 10 hours/month, none during trading hours. The 3525 Condominium is a non profit setup for managing the affairs of the building. All funds come from HOA dues and charges for services to residents. Positions are elected. As Treasurer/Secretary I help oversee the budget and make certain obligations are met. Crescent Securities Group, Investment related. 4975 Preston Park Blvd. #820, Plano, TX 75093. 12/2010 Registered Rep. 20 hours/month, all during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Juan Carlos Martinez SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 7, 2022 - Present
CRESCENT ADVISOR GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093RIA
CRD#: 115974
Plano, TX
Current
December 8, 2010 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093BD
CRD#: 114993
Plano, TX
Past
July 10, 2006 - December 31, 2008
CRESCENT ADVISOR GROUP, INC.
RIA
CRD#: 115974
DALLAS, TX
Past
January 24, 2006 - December 31, 2008
CRESCENT SECURITIES GROUP, INC.
BD
CRD#: 114993
DALLAS, TX
Past
February 2, 1999 - June 26, 2001
FLEXVEST SECURITIES GROUP, INC.
BD
CRD#: 20728
DALLAS, TX
Past
September 29, 1997 - December 23, 1998
DILLON - GAGE SECURITIES, INC.
BD
CRD#: 10821
ADDISON, TX
Past
July 10, 1996 - September 5, 1997
FLEXVEST SECURITIES GROUP, INC.
BD
CRD#: 20728
DALLAS, TX
Past
June 12, 1991 - July 25, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
April 2, 1991 - July 14, 1992
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
MARBLE FALLS, TX
Past
May 24, 1990 - December 31, 1990
T.L. REED SECURITIES, INC.
BD
CRD#: 19875
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/6/2025)
RR
Texas(12/13/2010)
IAR
Texas(9/7/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Mailing Address
Phone number
(972) 490-0150
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 282,987,504 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CRESCENT ADVISOR GROUP, INC.
CRD#: 115974Plano, TX 75093TRUST BUT VERIFY
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