AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
FG

Frank A. Germack

Some features on this profile are disabled
CRD#: 2039639
FG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frank Anthony Germack, who also goes by Frank Anthony Germack III, Frank Germack III, was a registered financial professional .

Frank is a previously registered financial professional and started their career in finance in 1990. Frank had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Frank Anthony Germack Iii | Frank Germack Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 17, 2017 - July 19, 2019

REHMANN FINANCIAL NETWORK, LLC

BD
CRD#: 165027
Troy, MI
Past

February 17, 2012 - July 19, 2019

REHMANN WEALTH

RIA
CRD#: 123047
TROY, MI
Past

February 14, 2012 - December 31, 2017

OSAIC WEALTH, INC.

BD
CRD#: 23131
TROY, MI
Past

January 12, 2010 - April 7, 2010

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
BLOOMFIELD HILLS, MI
Past

October 1, 2008 - April 7, 2010

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BLOOMFIELD HILLS, MI
Past

June 16, 2008 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
DETROIT, MI
Past

April 26, 1996 - May 19, 1998

SIGMA FINANCIAL CORPORATION

BD
CRD#: 14303
ANN ARBOR, MI
Past

January 6, 1995 - May 1, 1996

DICKINSON & CO.

BD
CRD#: 689
DES MOINES, IA
Past

June 10, 1994 - January 15, 1995

MONTANO SECURITIES CORPORATION

BD
CRD#: 7887
ORANGE, CA
Past

July 30, 1991 - July 7, 1992

EAST - WEST CAPITAL CORPORATION

BD
CRD#: 16348
Past

August 7, 1990 - May 20, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

August 7, 1990 - May 20, 1991

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

March 20, 1990 - July 27, 1990

HORIZONS INTERNATIONAL CORPORATION

BD
CRD#: 20530

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/7/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2008
General Securities Representative Examination

Current Firm

RF
REHMANN FINANCIAL NETWORK, LLC
REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027 / SEC#: , 8-69134

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4086 Legacy Parkway, Lansing, MI 48911
Mailing Address
4086 Legacy Parkway, Lansing, MI 48911
Phone number
(517) 316-2400
Established
Michigan since 07/06/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REHMANN FINANCIAL GROUP, LLCPARENT COMPANY
GOODIN, DIANE MARIEFINOP/PFO3117840
KNIPPING, RONALD LEWISCEO2490894
SPITZLEY, NICOLE ANNECCO/POO5526351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REHMANN FINANCIAL NETWORK, LLC

CRD#: 165027

TRUST BUT VERIFY

Monitor Frank Germack

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics