John H. Wallbrink
NWF ADVISORY SERVICES | Financial Advisor
Campbell, CA 95008
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CRD#: 2039614
Professional summary
John Hendrik Wallbrink JR, who also goes by John Hendrick Wallbrink, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Campbell, California and OSAIC WEALTH, INC. located in Palo Alto, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Hendrick Wallbrink
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JOHN H. WALLBRINK, INVESTMENT RELATED, 55 NORTH THIRD STREET, SUITE 200 CAMPBELL, CALIFORNIA 95009, OWNER, SEPTEMBER 2007, 10 HOURS/ MONTH, 10 HOURS/TRADING HOURS, ASSESSING INSURANCE NEEDS OF EXISTING INVESTMENT CLIENTS. RECOMMENDING INSURANCE FOR ESTATE PRESERVATION, FAMILY PROTECTION AND LONG-TERM INCOME AND LONG-TERM CARE. 2) NWF ADVISORY GROUP POSITION: Investment Advisory Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2017 ADDRESS: 2643 Cowper Street, Palo Alto CA 94306, United States DESCRIPTION: Providing financial planning and advice to existing clients and client referrals 3)JOHN H. WALLBRINK POSITION: Financial Advisor NATURE: Analysis of Insurance (Life) needs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/30/2007 ADDRESS: 2643 Cowper Street, Palo Alto CA 94306, United States DESCRIPTION: Although I have the proper insurance license, I spend very little time on life insurance analysis activity.I have not sold any life insurance policies for the past 10 plus years.When reviewing insurance needs I generally defer to insurance professionals identified or associated with Royal Alliance/Osaic Wealth. 4) ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/13/2025 ADDRESS: 2643 Cowper Street, Palo Alto CA 94306, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners
CRS (Client Relationship Summary) - RIA
Click below to view John Hendrik Wallbrink JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2017 - Present
NWF ADVISORY SERVICES INC
Office #1: 55 N. Third St. Suite 200, Campbell, CA 95008RIA
CRD#: 110410
Campbell, CA
Current
September 14, 2007 - Present
OSAIC WEALTH, INC.
RIA
BD
CRD#: 23131
PALO ALTO, CA
Past
April 3, 2012 - April 18, 2017
WHJR ASSOCIATES
RIA
CRD#: 113269
CAMPBELL, CA
Past
November 13, 2002 - September 12, 2007
SECU BROKERAGE SERVICES
RIA
CRD#: 19899
PALO ALTO, CA
Past
August 4, 1994 - September 12, 2007
SECU BROKERAGE SERVICES
BD
CRD#: 19899
PALO ALTO, CA
Past
October 23, 1992 - July 13, 1994
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
December 21, 1991 - October 15, 1992
MARKETING ONE SECURITIES, INC.
BD
CRD#: 16611
PORTLAND, OR
Past
February 20, 1991 - December 9, 1991
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
May 22, 1990 - December 12, 1990
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/14/2007)
RR
Arkansas(9/14/2007)
RR
California(9/14/2007)
IAR
California(2/14/2017)
RR
Colorado(2/1/2023)
RR
Florida(11/3/2014)
RR
Hawaii(9/14/2007)
RR
Idaho(9/14/2007)
RR
Kansas(2/2/2021)
RR
Mississippi(3/10/2021)
RR
Montana(9/14/2007)
RR
Nevada(11/6/2007)
RR
New Mexico(5/21/2019)
RR
Oregon(9/14/2007)
RR
Texas(3/3/2025)
RR
Washington(9/14/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Campbell, CA 95008TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
