Robert G. Yetman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Graham Yetman, who also goes by Bob Yetman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2003 - December 31, 2003
PREMIERETRADE SECURITIES, INC.
January 1, 2003 - December 31, 2012
STOCK MARKET INCOME ADVISORS, INC.
May 15, 1997 - July 26, 2002
JAMES L. PARIS FINANCIAL SERVICES, INC.
June 24, 1996 - April 5, 2002
JAMES L. PARIS SECURITIES, INC.
January 10, 1991 - July 19, 1994
PREMIERETRADE SECURITIES, INC.
November 8, 1990 - December 5, 1990
FAIRCHILD FINANCIAL GROUP, INC.
July 6, 1990 - October 30, 1990
IDS LIFE INSURANCE COMPANY
July 6, 1990 - October 30, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PREMIERETRADE SECURITIES, INC.
CRD#: 16776 / SEC#: , 8-34497
Contact information
Documents
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
