Mark F. Degenhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Francis Degenhart SR, who also goes by Mark Francis Degenhart, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1990. Mark had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2013 - August 31, 2018
CBIS FINANCIAL SERVICES, INC.
June 6, 2013 - June 13, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 22, 2006 - February 9, 2012
ROTHSCHILD & CO US INC.
October 3, 2005 - April 27, 2006
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
January 22, 1999 - October 5, 2005
OCC DISTRIBUTORS LLC
May 30, 1995 - December 24, 1998
PALISADE CAPITAL SECURITIES, L.L.C.
May 22, 1990 - August 7, 1993
CAZENOVE INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CBIS FINANCIAL SERVICES, INC.
CRD#: 20872 / SEC#: , 8-38515
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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