David M. Teroller

BLUE WATER ASSET MANAGEMENT

Grand Rapids, MI 49525

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CRD#: 2039247

Professional summary

David Michael Teroller, who also goes by David Roger Knot, David M Teroller, is a registered financial advisor currently at BLUE WATER ASSET MANAGEMENT located in Grand Rapids, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Roger Knot | David M Teroller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) DTL ENTERPRISE, LLC; 5877 BELDING RD, ROCKFORD,MI 49341; INTERNET DISTRIBUTION OF CONSUMER PRODUCT; MEMBER; NON-INVESTMENT RELATED; START 9/01/99; 40 HRS/MO; 0 DURING TRADING. (2) REDFIELD FINANCIAL GROUP; FIXED INSURANCE SALES; YES INVESTMENT RELATED; 4120 E. BELTLINE AVE NE, GRAND RAPIDS MI 49525; INSURANCE SALES; AGENT; START DATE 02/1990; 15 HRS A WEEK DURING TRADING HOURS; PURCHASE & SALES OF FIXED INSURANCE PRODUCTS OF MULTIPLE COMPANIES. (3) BLUE WATER ASSET MANAGEMENT, ADVISOR, SINCE 05/01/2015, 4120 E. BELTLINE AVENUE, GRAND RAPIDS, MI 49525, OUTSIDE RIA, INVESTMENT-RELATED, 100 HRS/MO; 100 HRS/MO DURING TRADING. (4) Insurance Sales; investment related; 4120 Beltline Ave NE Ste 100, Grand Rapids MI 49525; Agent; Sale of fixed insurance and annuity products; 60 hr/mo, 60 hrs during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Teroller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2015 - Present

BLUE WATER ASSET MANAGEMENT

Office #1: 4120 E. Beltline Ave. Suite 100, Grand Rapids, MI 49525

RIA

CRD#: 175362

Grand Rapids, MI

Past

November 8, 2012 - July 8, 2015

CG ADVISORY SERVICES

RIA

CRD#: 110929

GRAND RAPIDS, MI

Past

October 31, 2012 - December 7, 2012

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

GRAND RAPIDS, MI

Past

December 15, 2008 - March 15, 2016

INVEST FINANCIAL CORPORATION

CRD#: 12984

GRAND RAPIDS, MI

Past

November 8, 2007 - December 23, 2008

OSAIC WEALTH, INC.

CRD#: 23131

BRIGHTON, MI

Past

January 18, 2000 - December 19, 2006

NATIONAL PLANNING CORPORATION

CRD#: 29604

GRAND RAPIDS, MI

Past

December 22, 1994 - February 4, 2000

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

September 12, 1991 - December 16, 1994

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

April 19, 1990 - September 17, 1991

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUE WATER ASSET MANAGEMENT

CRD#: 175362 / SEC#: 801-81153

RIA

Registered Investment Advisory firm - (3/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/19/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/18/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/18/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLUE WATER ASSET MANAGEMENT

CRD#: 175362 / SEC#: 801-81153

RIA

Registered Investment Advisory firm - (3/18/2015 Approved)

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Contact information

Main Address

4120 E. Beltline Ave. Suite 100, Grand Rapids, MI 49525

Mailing Address

Phone number

(616) 447-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUE WATER ASSET MANAGEMENT ADV BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,796
AUM (Assets Under Management)	$ 386,830,730

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Teroller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Teroller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CG ADVISORY SERVICES

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

OSAIC WEALTH, INC.

NATIONAL PLANNING CORPORATION

VOYA FINANCIAL ADVISORS, INC.

GUARDIAN INVESTOR SERVICES LLC

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

BLUE WATER ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2012

Series 63

Date: 4/18/1990

SIE

Date: 3/15/2016

Series 6

Date: 4/18/1990

Current Firm

BLUE WATER ASSET MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUE WATER ASSET MANAGEMENT

TRUST BUT VERIFY

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