Walter B. Fairchild
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Barnett Fairchild was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1970. Walter had worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2000 - June 15, 2005
PAN-AMERICAN FINANCIAL ADVISERS
January 20, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
May 29, 1997 - December 31, 1998
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 10, 1986 - May 6, 1997
INVESTACORP, INC.
June 5, 1986 - June 18, 1986
LCP CAPITAL CORP.
February 24, 1984 - June 10, 1986
CARDELL & ASSOCIATES, INCORPORATED
August 18, 1970 - March 23, 1978
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/12/1970
Registered Representative ExaminationCurrent Firm
PAN-AMERICAN FINANCIAL ADVISERS
CRD#: 15578 / SEC#: , 8-32639
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAN-AMERICAN LIFE INSURANCE COMPANY | SHAREHOLDER | |
| LAGRONE, DANIEL EVERETT | GENERAL COUNSEL, SECRETARY OF CORPORATION, CHIEF COMPLIANCE OFFICER | 2789525 |
| LEGNON, JR., EDWIN K | FINOP, TREASUER, DIRECTOR | 4092877 |
| MCGUNAGLE, GEORGE FRANCIS | CHAIRMAN OF THE BOARD | 3233721 |
| SCHORR, RACHAEL DELLACCIO | PRESIDENT, CROP, SROP, DIRECTOR | 2128016 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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