Vijay R. Basani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vijay Reddy Basani, who also goes by Jijay Reddy Basani, VIjay Ratna Reddy Sasani, was a registered financial professional .
Vijay is a previously registered financial professional and started their career in finance in 1990. Vijay had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 1995 - May 7, 1996
AUGMENT SECURITIES INC.
April 12, 1991 - June 7, 1995
JOSEPHTHAL & CO., INC.
March 22, 1990 - December 6, 1990
METROPOLITAN LIFE INSURANCE COMPANY
March 22, 1990 - December 6, 1990
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AUGMENT SECURITIES INC.
CRD#: 28373 / SEC#: , 8-43665
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
