JR
Jonathan F. Reilly
VOYA FINANCIAL ADVISORS
Windsor, CT 06095
Some features on this profile are disabled
CRD#: 2039032
JR
Professional summary
Jonathan Francis Reilly, who also goes by Jon Reilly, Jonathan F Reilly, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Windsor, Connecticut and VOYA RETIREMENT ADVISORS, LLC located in Santa Ana, California.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jonathan has worked at 9 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Reilly | Jonathan F Reilly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY / VOYA BENEFITS COMPANY POSITION: N/A NATURE: Sale and Service of Voya HRA product INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/30/2022 ADDRESS: One Orange Way, Windsor CT 06095-4774, United States DESCRIPTION: Sale and Service of Voya HRA product. A Health Reimbursement Arrangement ("HRA") is an employer funded "accident or health plan" ("Plan"), which reimburses qualified medical expenses and also permits any unused portion to be carried forward to the next year. Not a Security Offering CALIFORNIA COUNCIL ON ECONOMIC EDUCATION POSITION: Board Member - Finance Committee NATURE: Not for Profit Organization established to equip California students with the tools and knowledge of personal finance and economics so that they can make better decisions for themselves, their families, and their communities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/21/2024 ADDRESS: 3605 Long Beach Blvd, Suite 334, Long Beach CA 90807, United States DESCRIPTION: Will review organizations budge as well as investments.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Francis Reilly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2013 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way, A1s, Windsor, CT 06095Office #3: 30 Braintree Hill Office Park Rd 4n Suite 200, Braintree, MA 02184Office #4: 7545 Irvine Centre Dr Suite 200, Irvine, CA 92618RIA
BD
CRD#: 2882
Windsor, CT
Current
May 20, 2021 - Present
VOYA RETIREMENT ADVISORS, LLC
Office #2: One Orange Way, Windsor, CT 06095RIA
CRD#: 3989
SANTA ANA, CA
Current
August 22, 2013 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way, A1s, Windsor, CT 06095Office #2: 30 Braintree Hill Office Park Rd 4n Suite 200, Braintree, MA 02184Office #3: 7545 Irvine Centre Dr Suite 200, Irvine, CA 92618RIA
BD
CRD#: 2882
Windsor, CT
Current
August 18, 2022 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: 7545 Irvine Center Dr Ste 200, Irvine, CA 92618BD
CRD#: 34815
Irvine, CA
Past
August 18, 2022 - July 19, 2023
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
Santa Ana, CA
Past
September 19, 2011 - August 8, 2013
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
GLENDALE, CA
Past
June 22, 2011 - August 8, 2013
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
GLENDALE, CA
Past
November 2, 2009 - July 1, 2011
OSAIC FS, INC.
BD
CRD#: 3870
IRVINE, CA
Past
August 6, 2002 - February 24, 2005
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
RIA
CRD#: 121111
ANAHEIM, CA
Past
February 21, 2001 - February 19, 2008
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
ATLANTA, GA
Past
October 7, 1998 - February 19, 2008
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
ATLANTA, GA
Past
December 1, 1994 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
April 16, 1991 - December 5, 1994
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Past
April 24, 1990 - September 19, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA RETIREMENT ADVISORS, LLC
CITISTREET ADVISORS LLC | VOYA RETIREMENT ADVISORS, LLC | SMITH ANNUITY SERVICES, INC. | SMITH ANNUITY SERVICES LLC | ING INVESTMENT ADVISORS, LLC | D. F. S. & ASSOCIATES
CRD#: 3989 / SEC#: 801-57963, 8-14495
RIA
Registered Investment Advisory firm - SEC (9/25/2000 Approved)BD
Terminated by SEC on 11/29/2016
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/20/2020)
RR
Alaska(8/20/2020)
RR
Arizona(1/13/2021)
RR
Arkansas(8/20/2020)
RR
California(8/22/2013)
IAR
California(8/22/2013)
RR
Colorado(8/20/2020)
RR
Connecticut(8/20/2020)
RR
Delaware(8/20/2020)
RR
District of Columbia(8/20/2020)
RR
Florida(4/25/2017)
RR
Georgia(4/25/2017)
RR
Hawaii(8/20/2020)
RR
Idaho(8/20/2020)
RR
Illinois(4/25/2017)
RR
Indiana(4/25/2017)
RR
Iowa(4/25/2017)
RR
Kansas(8/20/2020)
RR
Kentucky(4/25/2017)
RR
Louisiana(8/20/2020)
RR
Maine(8/20/2020)
RR
Maryland(8/20/2020)
RR
Massachusetts(8/20/2020)
RR
Michigan(4/25/2017)
RR
Minnesota(8/20/2020)
RR
Mississippi(8/20/2020)
RR
Missouri(4/25/2017)
RR
Montana(8/20/2020)
RR
Nebraska(4/25/2017)
RR
Nevada(8/20/2020)
RR
New Hampshire(8/20/2020)
RR
New Jersey(8/20/2020)
RR
New Mexico(8/20/2020)
RR
New York(8/20/2020)
IAR
New York(10/11/2022)
RR
North Carolina(8/20/2020)
RR
North Dakota(8/20/2020)
RR
Ohio(8/20/2020)
RR
Oklahoma(8/20/2020)
RR
Oregon(8/20/2020)
RR
Pennsylvania(4/25/2017)
RR
Puerto Rico(2/16/2021)
RR
Rhode Island(8/20/2020)
RR
South Carolina(8/20/2020)
RR
South Dakota(8/20/2020)
RR
Tennessee(8/20/2020)
RR
Texas(8/20/2020)
IAR
Texas(2/1/2024)
RR
Utah(8/20/2020)
RR
Vermont(8/20/2020)
RR
Virgin Islands(1/3/2022)
RR
Virginia(8/20/2020)
RR
Washington(8/20/2020)
RR
West Virginia(4/25/2017)
RR
Wisconsin(4/25/2017)
RR
Wyoming(8/20/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA RETIREMENT ADVISORS, LLC
CITISTREET ADVISORS LLC | VOYA RETIREMENT ADVISORS, LLC | SMITH ANNUITY SERVICES, INC. | SMITH ANNUITY SERVICES LLC | ING INVESTMENT ADVISORS, LLC | D. F. S. & ASSOCIATES
CRD#: 3989 / SEC#: 801-57963, 8-14495
RIA
Registered Investment Advisory firm - SEC (9/25/2000 Approved)BD
Terminated by SEC on 11/29/2016
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
Phone number
(860) 580-2817
Established
New Jersey since 02/01/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees
116
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,160 |
| AUM (Assets Under Management) | $ 30,885,140,490 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/18/2024 | ||
| 01/26/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
