Raymond G. Mccarthy
Professional summary
Raymond Gerard Mccarthy, who also goes by Raymond G Mccarthy, is a registered financial professional currently at JACKSON NATIONAL LIFE DISTRIBUTORS LLC located in Franklin, Tennessee.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1992. Raymond has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Gerard Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2023 - Present
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
Office #1: 300 Innovation Dr, Franklin, TN 37067September 22, 2022 - September 8, 2023
EQUITY SERVICES, INC.
July 14, 2021 - February 22, 2022
HALO SECURITIES, LLC
March 22, 2019 - December 21, 2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 13, 2018 - February 22, 2019
THE LEADERS GROUP, INC.
January 28, 2002 - August 1, 2018
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 31, 2000 - January 4, 2002
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 10, 1998 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
August 4, 1995 - April 29, 1998
HORNOR, TOWNSEND & KENT, LLC
September 21, 1992 - August 2, 1995
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2023)
Exams
FINRA
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SVP, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SVP, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | INTERIM HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
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